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J.P. MORGAN BROKING (HONG KONG) LIMITED

SFC Licensed
SFC ID:AAB027
CCASS ID:B01110
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SFC licences & institution history

Currently licensed
SFC ID:AAB027

J.P. Morgan Broking (Hong Kong) Limited

1 former names

  1. Jardine Fleming Broking Limited

    Earlier period—2002.03.24

    SFC name change: 2002.03.24

    No SFO licence period listed under this name

  2. J.P. Morgan Broking (Hong Kong) Limited

    2002.03.24—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of J.P. Morgan Broking (Hong Kong) Limited (AAB027)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2003.12.02—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.12.02—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.12.02
TYPE 7Providing automated trading services
  • 2003.04.01—2003.12.02
  • 2012.02.09—Present
TYPE 9Asset management
  • 2003.04.01—2003.12.02