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Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司

SFC Licensed
SFC ID:ABZ023
CCASS ID:B01599
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SFC licences & institution history

Currently licensed
SFC ID:ABZ023

Yuanta Asia Investment (Hong Kong) Limited

1 former names

  1. Polaris Securities (Hong Kong) Limited

    Earlier period—2019.09.24

    SFC name change: 2019.09.24

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 5TYPE 6TYPE 9

  2. Yuanta Asia Investment (Hong Kong) Limited

    2019.09.24—Registered name

    Licences in this name periodTYPE 1TYPE 9
Licences of Yuanta Asia Investment (Hong Kong) Limited (ABZ023)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2003.08.13—2019.03.20
TYPE 3Leveraged foreign exchange trading
  • 2008.07.14—2015.01.05
TYPE 4Advising on securities
  • 2003.04.01—2003.08.13
  • 2007.01.15—2013.11.01
TYPE 5Advising on futures contracts
  • 2003.08.13—2013.11.01
TYPE 6Advising on corporate finance
  • 2003.04.01—2007.08.17
  • 2010.03.10—2013.11.01
TYPE 9Asset management
  • 2003.04.01—2003.08.13
  • 2007.01.15—Present