Yuanta Asia Investment (Hong Kong) Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2007-08-17
C	Advising on corporate finance	2010-03-10	2013-11-01
C	Advising on futures contracts	2003-08-13	2013-11-01
C	Advising on securities	-	2003-08-13
C	Advising on securities	2007-01-15	2013-11-01
C	Asset management	-	2003-08-13
C	Asset management	2007-01-15	-
C	Dealing in futures contracts	2003-08-13	2019-03-20
C	Dealing in securities	-	-
C	Leveraged foreign exchange trading	2008-07-14	2015-01-05

Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司