C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/R
Regulated Activity
From
Until
C
Advising on securities
2020-09-23
-
C
Asset management
2020-09-23
-
C
Dealing in securities
2018-10-23
-
Lucky Guosheng Securities Limited Hong Kong SFC License Details