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Taiping Securities (HK) Co Limited 太平証券(香港)有限公司

SFC Licensed
SFC ID:AAE494
CCASS ID:B01217
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SFC licences & institution history

Currently licensed
SFC ID:AAE494

Taiping Securities (HK) Co Limited

2 former names

  1. New Century Securities Limited

    Earlier period—2001.11.16

    SFC name change: 2001.11.16

    No SFO licence period listed under this name

  2. China Insurance Group Securities Limited

    2001.11.16—2009.08.17

    SFC name change: 2009.08.17

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  3. Taiping Securities (HK) Co Limited

    2009.08.17—Registered name

    Licences in this name periodTYPE 1
Licences of Taiping Securities (HK) Co Limited (AAE494)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2003.09.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.09.30
TYPE 7Providing automated trading services
  • 2003.04.01—2003.08.22
TYPE 9Asset management
  • 2003.04.01—2003.09.30