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Merrill Lynch (Asia Pacific) Limited

SFC Licensed
SFC ID:AAC198
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SFC licences & institution history

Currently licensed
SFC ID:AAC198

Merrill Lynch (Asia Pacific) Limited

4 former names

  1. Otranto Enterprises Limited

    Earlier period—1987.04.21

    SFC name change: 1987.04.21

    No SFO licence period listed under this name

  2. Merrill Lynch (Asia Pacific) Limited trading as MLCM

    1987.04.21—1992.04.13

    SFC name change: 1992.04.13

    No SFO licence period listed under this name

  3. Merrill Lynch (Asia Pacific) Limited

    1992.04.13—2003.01.29

    SFC name change: 2003.01.29

    No SFO licence period listed under this name

  4. Merrill Lynch (Asia Pacific) Limited

    2003.01.29—2014.07.04

    SFC name change: 2014.07.04

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
  5. Merrill Lynch (Asia Pacific) Limited

    2014.07.04—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6
Licences of Merrill Lynch (Asia Pacific) Limited (AAC198)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2017.04.26—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2013.11.14
TYPE 9Asset management
  • 2003.04.01—2005.01.25