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KEEFE, BRUYETTE & WOODS ASIA LIMITED

SFC InactiveDissolved
SFC ID:AUI281
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SFC licences & institution history

No current licences
SFC ID:AUI281

Keefe, Bruyette & Woods Asia Limited

1 former names

  1. Leading Fame Limited

    Earlier period—2009.11.02

    SFC name change: 2009.11.02

    No SFO licence period listed under this name

  2. Keefe, Bruyette & Woods Asia Limited

    2009.11.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of Keefe, Bruyette & Woods Asia Limited (AUI281)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2010.03.03—2013.04.24
TYPE 4Advising on securities
  • 2010.03.03—2013.04.24
TYPE 6Advising on corporate finance
  • 2010.03.03—2013.04.24