FRM (Australia) Pty Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Dealing in securities	2006-10-16	2006-10-20
C	Dealing in securities	2006-12-04	2006-12-08
C	Dealing in securities	2007-03-05	2007-03-09
C	Dealing in securities	2007-04-16	2007-04-20
C	Dealing in securities	2007-07-13	2007-07-14
C	Dealing in securities	2007-08-08	2007-08-09
C	Dealing in securities	2007-11-05	2007-11-07
C	Dealing in securities	2008-01-21	2008-02-01
C	Dealing in securities	2008-02-25	2008-03-14
C	Dealing in securities	2008-03-31	2008-04-19
C	Dealing in securities	2008-04-21	2008-05-16