FINANCIAL RISK MANAGEMENT LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Dealing in securities	2005-09-30	2005-10-29
C	Dealing in securities	2006-05-08	2006-05-12
C	Dealing in securities	2006-10-16	2006-10-20
C	Dealing in securities	2006-12-04	2006-12-08
C	Dealing in securities	2007-03-05	2007-03-11