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ALPS CAPITAL MANAGEMENT LIMITED

SFC Licensed
SFC ID:ABP316
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SFC licences & institution history

Currently licensed
SFC ID:ABP316

ALPS Capital Management Limited

3 former names

  1. Julius Baer Investment Advisory (Hong Kong) Limited

    Earlier period—1997.07.25

    SFC name change: 1997.07.25

    No SFO licence period listed under this name

  2. Julius Baer Investment Advisory (Asia) Limited

    1997.07.25—2003.01.17

    SFC name change: 2003.01.17

    No SFO licence period listed under this name

  3. ALPS Advisory (HK) Limited

    2003.01.17—2024.06.21

    SFC name change: 2024.06.21

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. ALPS Capital Management Limited

    2024.06.21—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of ALPS Capital Management Limited (ABP316)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2013.11.20—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.06.25
TYPE 9Asset management
  • 2003.04.01—Present