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STANDARD & POOR'S, LLC

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SFC ID:AIC760
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SFC licences & institution history

No current licences
SFC ID:AIC760

Standard & Poor's, LLC

1 former names

  1. Standard & Poor's Limited

    Earlier period—2002.04.30

    SFC name change: 2002.04.30

    No SFO licence period listed under this name

  2. Standard & Poor's, LLC

    2002.04.30—Registered name

    Licences in this name periodTYPE 4TYPE 5
Licences of Standard & Poor's, LLC (AIC760)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2010.12.21
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.03.30