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Capstone Financial (HK) Limited Hong Kong SFC License Details
Capstone Financial (HK) Limited
SFC Inactive
SFC ID:
AUK184
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2010-03-12
2025-03-27
C
Asset management
2015-01-26
2025-03-27
C
Dealing in securities
2015-01-26
2020-05-07