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SHINHAN SECURITIES ASIA LIMITED

SFC Licensed
SFC ID:APF208
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SFC licences & institution history

Currently licensed
SFC ID:APF208

Shinhan Securities Asia Limited

2 former names

  1. GoodMorning Shinhan Securities Asia Limited

    Earlier period—2009.08.23

    SFC name change: 2009.08.23

    Licences in this name periodTYPE 1TYPE 4

  2. Shinhan Investment Asia Limited

    2009.08.23—2022.09.30

    SFC name change: 2022.09.30

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  3. Shinhan Securities Asia Limited

    2022.09.30—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Shinhan Securities Asia Limited (APF208)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.10.15—Present
TYPE 4Advising on securities
  • 2007.10.15—Present
TYPE 9Asset management
  • 2012.03.21—Present