Saxo Capital Markets HK Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on securities	2021-10-04	2026-06-01
C	Asset management	2021-10-04	2026-06-01
C	Dealing in futures contracts	2012-05-17	2026-06-01
C	Dealing in securities	2011-01-19	2026-06-01
C	Leveraged foreign exchange trading	2011-01-19	2026-06-01

Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司