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DASHIN SECURITIES LIMITED Public Disciplinary Actions
DASHIN SECURITIES LIMITED 大信証券有限公司
SFC Inactive
Dissolved
SFC ID:
AEG283
CCASS ID:
B01656
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC settles action with Mr Yuen Kwok Wai, who makes "voluntary payment" of HK$60k in relation to supervisory failings
SFC, 20-Dec-2005
Orgs
People
Mr Rico Wong Kwok Fan v SFC
SFAT, 28-Apr-2005
Orgs
People
SFC prosecutes Mr Lam Ka Yuk for unregistered dealing and Mr Chan Kin Hung for aiding & abetting
SFC, 21-Oct-2003
Orgs
People
SFC revokes registration of Mr Tam Hau Lok for lacking financial integrity
SFC, 20-Sep-2002
Orgs
People