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SFC Licensed
SFC ID:AYE823
CCASS ID:B01938
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Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on securities2012-08-13-
CDealing in securities2012-01-06-