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GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

SFC Licensed
SFC ID:ABY236
CCASS ID:B01565
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SFC licences & institution history

Currently licensed
SFC ID:ABY236

Guotai Junan Securities (Hong Kong) Limited

3 former names

  1. Massique Limited

    Earlier period—1994.01.13

    SFC name change: 1994.01.13

    No SFO licence period listed under this name

  2. J & A Securities (Hong Kong) Limited

    1994.01.13—2000.04.26

    SFC name change: 2000.04.26

    No SFO licence period listed under this name

  3. Guo Tai Junan Securities (Hong Kong) Limited

    2000.04.26—2000.06.19

    SFC name change: 2000.06.19

    No SFO licence period listed under this name

  4. Guotai Junan Securities (Hong Kong) Limited

    2000.06.19—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Guotai Junan Securities (Hong Kong) Limited (ABY236)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2021.04.09—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.03.30
TYPE 7Providing automated trading services
  • 2003.04.01—2003.08.26
TYPE 9Asset management
  • 2003.04.01—2004.03.30