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EMPEROR SECURITIES LIMITED (HK) 英皇證券有限公司

SFC Licensed
SFC ID:AAP057
CCASS ID:B01338
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SFC licences & institution history

Currently licensed
SFC ID:AAP057

Emperor Securities Limited

3 former names

  1. Fundway Finance Limited

    Earlier period—1990.11.07

    SFC name change: 1990.11.07

    No SFO licence period listed under this name

  2. Fundway Securities Limited

    1990.11.07—1993.12.08

    SFC name change: 1993.12.08

    No SFO licence period listed under this name

  3. Emperor Securities Limited

    1993.12.08—2023.03.27

    SFC name change: 2023.03.27

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  4. Emperor Securities Limited

    2023.03.27—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Emperor Securities Limited (AAP057)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.02
TYPE 7Providing automated trading services
  • 2003.04.01—2005.03.02
TYPE 9Asset management
  • 2003.04.01—2005.03.02