Webb-site Legacy

Home

SUN GROWTH SECURITIES LIMITED 志昇証券有限公司

SFC Inactive
SFC ID:ABV648
CCASS ID:B01472
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout
Public Disciplinary Actions
SFC suspends Sandra Cheung Wing Yi for a year
SFC
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
Orgs
People
SFC fines Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy & Mr Kao Wing Lun for breaching Code of Conduct
SFC, 24-Apr-2006
Orgs
People
SFC suspends Stephen Ng Kei Choy for 1 month & reprimands Sun Growth Securities Ltd for failure to report staff illegalities & other failings
SFC, 07-May-2004
Orgs
People
SFC reprimands Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy, Mr Kao Wing Lun and Mr Lau Yee Tak
SFC, 18-Apr-2002
Orgs
People
SFC suspends Mr Stephen Ng Kei Choy for 2 weeks
SFC, 24-May-2001
Orgs
People
SFC reprimands Sun Growth Securities Ltd & Stephen Ng Kei Choy
SFC, 20-Oct-2000
Orgs
People