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NOMURA INTERNATIONAL (HONG KONG) LIMITED Hong Kong SFC License Details
NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司
SFC Licensed
SFC ID:
AAF742
CCASS ID:
B01961
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
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-
C
Advising on futures contracts
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-
C
Advising on securities
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-
C
Asset management
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2004-11-01
C
Dealing in futures contracts
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-
C
Dealing in securities
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