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NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司

SFC Licensed
SFC ID:AAF742
CCASS ID:B01961
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SFC licences & institution history

Currently licensed
SFC ID:AAF742

Nomura International (Hong Kong) Limited

1 former names

  1. Hong Kong International Securities Company, Limited

    Earlier period—1961.04.26

    SFC name change: 1961.04.26

    No SFO licence period listed under this name

  2. Nomura International (Hong Kong) Limited

    1961.04.26—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Nomura International (Hong Kong) Limited (AAF742)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2004.11.01