RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司

6 former names

1. Ng's Securities Company Limited

   Earlier period—1998.01.16

   SFC name change: 1998.01.16

   No SFO licence period listed under this name

2. Prudence Securities Company Limited

   1998.01.16—2005.08.16

   SFC name change: 2005.08.16

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

3. 萬信證券有限公司

   2005.08.16—2007.01.19

   SFC name change: 2007.01.19

   Licences in this name periodTYPE 1TYPE 4

4. OSK Asia Securities Limited

   2007.01.19—2008.10.31

   SFC name change: 2008.10.31

   Licences in this name periodTYPE 1TYPE 4

5. OSK Securities Hong Kong Limited

   2008.10.31—2013.03.26

   SFC name change: 2013.03.26

   Licences in this name periodTYPE 1TYPE 4

6. RHB OSK Securities Hong Kong Limited

   2013.03.26—2015.10.21

   SFC name change: 2015.10.21

   Licences in this name periodTYPE 1TYPE 4

7. RHB Securities Hong Kong Limited

   2015.10.21—Registered name

   Licences in this name periodTYPE 1TYPE 4