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DELTA ASIA SECURITIES LIMITED 滙業證券有限公司

SFC Licensed
SFC ID:AAW265
CCASS ID:B01356
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SFC licences & institution history

Currently licensed
SFC ID:AAW265

Delta Asia Securities Limited

1 former names

  1. Forex Securities Limited

    Earlier period—1993.12.27

    SFC name change: 1993.12.27

    No SFO licence period listed under this name

  2. Delta Asia Securities Limited

    1993.12.27—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of Delta Asia Securities Limited (AAW265)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2025.12.04—Present
TYPE 3Leveraged foreign exchange trading
  • 2011.12.23—2020.09.21
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2025.12.04—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.14
TYPE 7Providing automated trading services
  • 2003.04.01—2003.11.07
TYPE 9Asset management
  • 2003.04.01—2005.01.14
  • 2025.12.04—Present