DELTA ASIA SECURITIES LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2005-01-14
C	Advising on futures contracts	2025-12-04	-
C	Advising on securities	-	-
C	Asset management	-	2005-01-14
C	Asset management	2025-12-04	-
C	Automated trading services	-	2003-11-07
C	Dealing in futures contracts	2025-12-04	-
C	Dealing in securities	-	-
C	Leveraged foreign exchange trading	2011-12-23	2020-09-21

DELTA ASIA SECURITIES LIMITED 滙業證券有限公司