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HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 海通國際投資經理有限公司

SFC Licensed
SFC ID:AAI429
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SFC licences & institution history

Currently licensed
SFC ID:AAI429

Haitong International Investment Managers Limited

4 former names

  1. Sun Hung Kai Fund Management Limited

    Earlier period—1999.03.17

    SFC name change: 1999.03.17

    No SFO licence period listed under this name

  2. Polaris Asset Management Limited

    1999.03.17—2001.05.25

    SFC name change: 2001.05.25

    No SFO licence period listed under this name

  3. Kingsway Fund Management Limited

    2001.05.25—2007.04.20

    SFC name change: 2007.04.20

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
  4. Taifook Investment Managers Limited

    2007.04.20—2010.11.04

    SFC name change: 2010.11.04

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  5. Haitong International Investment Managers Limited

    2010.11.04—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Haitong International Investment Managers Limited (AAI429)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.07.07
  • 2005.11.15—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.07.07
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.07.07
TYPE 9Asset management
  • 2003.04.01—Present