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Public Disciplinary Actions
Ms Chan Shuk Hang v SFC
SFAT, 01-Jun-2010
A representative of a brokerage loses an appeal to get her licence back while she remains in bankruptcy, following in the footsteps of another bankrupt representative of the same brokerage in 2009.
Orgs
People
Ms Ho Yuk Choi v SFC
SFAT, 19-Oct-2009
A representative of a brokerage loses her appeal to get her licence back while she remains bankrupt.
Orgs
People