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BOCI SECURITIES LIMITED 中銀國際證券有限公司

SFC Licensed
SFC ID:AAC298
CCASS ID:B01130
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SFC licences & institution history

Currently licensed
SFC ID:AAC298

BOCI Securities Limited

2 former names

  1. Chung Mao Securities Limited

    Earlier period—1992.11.26

    SFC name change: 1992.11.26

    No SFO licence period listed under this name

  2. Bank of China Group Securities Limited

    1992.11.26—1998.07.20

    SFC name change: 1998.07.20

    No SFO licence period listed under this name

  3. BOCI Securities Limited

    1998.07.20—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 5TYPE 6TYPE 9
Licences of BOCI Securities Limited (AAC298)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2005.10.06—Present
TYPE 3Leveraged foreign exchange trading
  • 2011.02.25—2015.07.03
TYPE 4Advising on securities
  • 2003.04.01—2004.01.12
  • 2004.03.01—Present
TYPE 5Advising on futures contracts
  • 2005.10.06—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.01.12
TYPE 9Asset management
  • 2003.04.01—2004.01.12