BOCI SECURITIES LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-01-12
C	Advising on futures contracts	2005-10-06	-
C	Advising on securities	-	2004-01-12
C	Advising on securities	2004-03-01	-
C	Asset management	-	2004-01-12
C	Dealing in futures contracts	2005-10-06	-
C	Dealing in securities	-	-
C	Leveraged foreign exchange trading	2011-02-25	2015-07-03

BOCI SECURITIES LIMITED 中銀國際證券有限公司