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OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司

SFC Licensed
SFC ID:AAC106
CCASS ID:B01265
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SFC licences & institution history

Currently licensed
SFC ID:AAC106

OCBC Securities Brokerage (Hong Kong) Limited

2 former names

  1. Wing Hang Shares Brokerage Company Limited

    Earlier period—2014.09.29

    SFC name change: 2014.09.29

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  2. OCBC Wing Hang Shares Brokerage Co. Limited

    2014.09.29—2023.06.26

    SFC name change: 2023.06.26

    Licences in this name periodTYPE 1

  3. OCBC Securities Brokerage (Hong Kong) Limited

    2023.06.26—Registered name

    Licences in this name periodTYPE 1TYPE 2
Licences of OCBC Securities Brokerage (Hong Kong) Limited (AAC106)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2026.04.13—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.10
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.10
TYPE 7Providing automated trading services
  • 2003.04.01—2003.07.21
TYPE 9Asset management
  • 2003.04.01—2004.11.10