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Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司

SFC Licensed
SFC ID:AAD291
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SFC licences & institution history

Currently licensed
SFC ID:AAD291

Morgan Stanley Asia Limited

2 former names

  1. Morgan Stanley Asia Limited

    Earlier period—1999.06.06

    SFC name change: 1999.06.06

    No SFO licence period listed under this name

  2. Morgan Stanley Dean Witter Asia Limited

    1999.06.06—2007.05.16

    SFC name change: 2007.05.16

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 7

  3. Morgan Stanley Asia Limited

    2007.05.16—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of Morgan Stanley Asia Limited (AAD291)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2006.04.07—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2013.09.05
TYPE 9Asset management
  • 2007.09.27—Present