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Morgan Stanley Asia Limited Hong Kong SFC License Details
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
SFC Licensed
SFC ID:
AAD291
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
-
C
Advising on futures contracts
2006-04-07
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C
Advising on securities
-
-
C
Asset management
2007-09-27
-
C
Automated trading services
-
2013-09-05
C
Dealing in securities
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