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SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

SFC Licensed
SFC ID:ACJ591
CCASS ID:C00082
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SFC licences & institution history

Currently licensed
SFC ID:ACJ591

Schroder Investment Management (Hong Kong) Limited

Licences of Schroder Investment Management (Hong Kong) Limited (ACJ591)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.09.13
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.08.08
TYPE 9Asset management
  • 2003.04.01—Present