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SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

SFC Licensed

CCASS ID:C00082

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2003-08-08
C	Advising on futures contracts	-	2004-09-13
C	Advising on securities	-	-
C	Asset management	-	-
C	Dealing in securities	-	-