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ZHONGRONG PT SECURITIES LIMITED Public Disciplinary Actions
ZHONGRONG PT SECURITIES LIMITED 中融平和證券有限公司
SFC Licensed
SFC ID:
AAV553
CCASS ID:
B01389
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SFC Licenses
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Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
Woo Chi Kau v SFC
SFAT, 26-Nov-2009
A representative of a brokerage loses his appeal to retain his licence during personal bankruptcy.
Orgs
People
SFC reprimands Peace Town Forex Ltd, suspends Mr Steven Chan Sheung Chi for 3 years & Mr Chou Si Kit for 10 weeks
SFC, 10-Oct-2006
Orgs
People