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SFC ID:AAG378
CCASS ID:B01320
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Public Disciplinary Actions
Thinsoft's thin ice
Webb-site.com, 11-Dec-2009
There's a bubble in Thinsoft (8096), suspended with a market value of HK$1,604m and net assets of $33m. Over 95% of the company is in the custody of 2 brokers. We also discuss the archaic practice of parallel trading, which was to have been abolished in 2008. HKEx appears to have given up on that.
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SFC fines Luen Fat Securities Co Ltd and its Responsible Officer Teresa Wong Shue Yung for internal control failings
SFC, 12-Dec-2005
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SFC suspends Mr So Kwan Ming for 18 months, reprimands Luen Fat Securities Co Ltd & Mr Yue Wai Keung
SFC, 01-Sep-2000
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SFC reprimands Luen Fat Securities Co Ltd
SFC, 03-Jun-1999
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