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Royal Bank of Canada Hong Kong SFC License Details
Royal Bank of Canada 加拿大皇家銀行
SFC Licensed
SFC ID:
AAE727
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
R
Advising on corporate finance
2016-06-21
-
R
Advising on securities
2008-05-02
-
R
Asset management
2019-11-11
-
R
Dealing in futures contracts
2020-06-19
-
R
Dealing in securities
2005-06-16
-