DAEWOO SECURITIES (HONG KONG) LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-11-09
C	Advising on corporate finance	2012-02-17	2017-02-28
C	Advising on securities	-	2017-02-28
C	Asset management	-	2004-11-09
C	Asset management	2012-02-17	2017-02-28
C	Dealing in securities	-	2017-02-28

DAEWOO SECURITIES (HONG KONG) LIMITED 大宇證券(香港)有限公司