| C/R | Regulated Activity | From | Until |
|---|---|---|---|
| R | Advising on corporate finance | 2011-06-08 | 2015-02-02 |
| R | Advising on futures contracts | 2011-06-08 | 2013-06-14 |
| R | Advising on securities | 2011-06-08 | 2020-03-03 |
| R | Dealing in futures contracts | 2011-06-08 | 2013-06-14 |
| R | Dealing in securities | 2011-06-08 | 2020-03-03 |