KGI ASIA LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2005-01-06
C	Advising on securities	-	2017-10-02
C	Advising on securities	2017-10-03	-
C	Asset management	-	2005-01-06
C	Automated trading services	-	2003-07-21
C	Dealing in securities	-	2017-10-02
C	Dealing in securities	2017-10-03	-

KGI ASIA LIMITED 凱基證券亞洲有限公司