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PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司

SFC Inactive
SFC ID:AAB864
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SFC licences & institution history

No current licences
SFC ID:AAB864

Principal Global Investors (Hong Kong) Limited

5 former names

  1. H. L. Fund Management Limited

    Earlier period—1982.11.22

    SFC name change: 1982.11.22

    No SFO licence period listed under this name

  2. Hong Leong Fund Management Limited

    1982.11.22—1987.02.09

    SFC name change: 1987.02.09

    No SFO licence period listed under this name

  3. Dao Heng Fund Management Limited

    1987.02.09—2004.09.17

    SFC name change: 2004.09.17

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
  4. Principal Fund Management (Hong Kong) Limited

    2004.09.17—2008.08.01

    SFC name change: 2008.08.01

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
  5. Principal Global Investors (Hong Kong) Limited

    2008.08.01—2008.11.20

    SFC name change: 2008.11.20

    Licences in this name periodTYPE 4TYPE 9
  6. Principal Global Investors (Hong Kong) Limited

    2008.11.20—Registered name

    Licences in this name periodTYPE 4TYPE 9
Licences of Principal Global Investors (Hong Kong) Limited (AAB864)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2004.10.18
TYPE 4Advising on securities
  • 2003.04.01—2023.10.25
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.10.18
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.18
TYPE 9Asset management
  • 2003.04.01—2023.10.25