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FIRST SECURITIES (HK) LIMITED 第一證券(香港)有限公司

SFC Licensed
SFC ID:AAA347
CCASS ID:B01669
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SFC licences & institution history

Currently licensed
SFC ID:AAA347

First Securities (HK) Limited

1 former names

  1. Sanyo Securities (Asia) Limited

    Earlier period—1998.09.28

    SFC name change: 1998.09.28

    No SFO licence period listed under this name

  2. First Securities (HK) Limited

    1998.09.28—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of First Securities (HK) Limited (AAA347)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.17
  • 2026.08.04—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.17
TYPE 7Providing automated trading services
  • 2003.05.02—2003.07.04
TYPE 9Asset management
  • 2003.04.01—2004.11.17
  • 2009.08.03—Present