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KOFFMAN INVESTMENT LTD 高富民投資有限公司

SFC Inactive
SFC ID:ADJ331
CCASS ID:B01603
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SFC licences & institution history

No current licences
SFC ID:ADJ331

Koffman Investment Ltd

2 former names

  1. Winflow Limited

    Earlier period—1996.03.05

    SFC name change: 1996.03.05

    No SFO licence period listed under this name

  2. Koffman Securities Limited

    1996.03.05—2009.03.26

    SFC name change: 2009.03.26

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. Koffman Investment Ltd

    2009.03.26—Registered name

    No SFO licence period listed under this name

Licences of Koffman Investment Ltd (ADJ331)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.03.31
TYPE 4Advising on securities
  • 2003.04.01—2005.03.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.31
TYPE 9Asset management
  • 2003.04.01—2005.03.31