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HSBC Global Asset Management (Hong Kong) Limited

SFC Licensed
SFC ID:AAF684
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SFC licences & institution history

Currently licensed
SFC ID:AAF684

HSBC Global Asset Management (Hong Kong) Limited

4 former names

  1. Wardley Investment Services (Hong Kong) Limited

    Earlier period—1994.02.01

    SFC name change: 1994.02.01

    No SFO licence period listed under this name

  2. HSBC Asset Management Hong Kong Limited

    1994.02.01—1999.10.12

    SFC name change: 1999.10.12

    No SFO licence period listed under this name

  3. HSBC Asset Management (Hong Kong) Limited

    1999.10.12—2005.04.29

    SFC name change: 2005.04.29

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9

  4. HSBC Investments (Hong Kong) Limited

    2005.04.29—2008.06.02

    SFC name change: 2008.06.02

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

  5. HSBC Global Asset Management (Hong Kong) Limited

    2008.06.02—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9
Licences of HSBC Global Asset Management (Hong Kong) Limited (AAF684)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2006.03.29—Present
TYPE 2Dealing in futures contracts
  • 2010.09.20—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.05.07
TYPE 9Asset management
  • 2003.04.01—Present