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CHARLES SCHWAB, HONG KONG, LIMITED 嘉信理財香港有限公司

SFC Licensed
SFC ID:ADV256
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SFC licences & institution history

Currently licensed
SFC ID:ADV256

Charles Schwab, Hong Kong, Limited

Licences of Charles Schwab, Hong Kong, Limited (ADV256)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2016.08.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.05.04
TYPE 7Providing automated trading services
  • 2003.04.01—2004.05.04
TYPE 9Asset management
  • 2003.04.01—2004.05.04