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Austin Asia Securities Limited 新港亞洲證券有限公司

SFC Inactive
SFC ID:AYU405
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SFC licences & institution history

No current licences
SFC ID:AYU405

Austin Asia Securities Limited

1 former names

  1. Rocks Asia Securities Limited

    Earlier period—2018.01.31

    SFC name change: 2018.01.31

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  2. Austin Asia Securities Limited

    2018.01.31—Registered name

    Licences in this name periodTYPE 4TYPE 6TYPE 9
Licences of Austin Asia Securities Limited (AYU405)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2016.11.28—2022.04.13
TYPE 6Advising on corporate finance
  • 2012.11.14—2020.12.29
TYPE 9Asset management
  • 2016.11.28—2022.04.13