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Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司

SFC InactiveDissolved
SFC ID:ACP065
CCASS ID:B01545
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SFC licences & institution history

2017.02.13Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BIZ502

SinoPac Securities (Asia) Limited

Licences of SinoPac Securities (Asia) Limited (BIZ502)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2017.02.13—Present
TYPE 2Dealing in futures contracts
  • 2017.02.13—Present
TYPE 3Leveraged foreign exchange trading
  • 2017.02.13—2018.05.31
TYPE 4Advising on securities
  • 2017.02.13—Present
TYPE 5Advising on futures contracts
  • 2017.02.13—Present
TYPE 9Asset management
  • 2017.02.13—Present

Before amalgamation

Historical institution
SFC ID:ACP065

Tung Shing Securities (Brokers) Limited

4 former names

  1. Amersham 1034 Limited

    Earlier period—1994.12.06

    SFC name change: 1994.12.06

    No SFO licence period listed under this name

  2. Wheelock NatWest Securities Limited

    1994.12.06—1997.01.15

    SFC name change: 1997.01.15

    No SFO licence period listed under this name

  3. NatWest Securities Hong Kong Limited

    1997.01.15—1998.03.13

    SFC name change: 1998.03.13

    No SFO licence period listed under this name

  4. ICEA Securities Limited

    1998.03.13—2010.04.19

    SFC name change: 2010.04.19

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  5. Tung Shing Securities (Brokers) Limited

    2010.04.19—Registered name

    Licences in this name periodTYPE 1TYPE 3
Licences of Tung Shing Securities (Brokers) Limited (ACP065)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2017.02.12
TYPE 3Leveraged foreign exchange trading
  • 2012.03.15—2017.02.12
TYPE 4Advising on securities
  • 2003.04.01—2003.10.24
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.10.24
TYPE 7Providing automated trading services
  • 2003.04.01—2003.11.07
TYPE 9Asset management
  • 2003.04.01—2003.10.24
Historical institution
SFC ID:ACD026

SinoPac Securities (Asia) Limited

2 former names

  1. NSC Securities (Asia) Limited

    Earlier period—2002.07.12

    SFC name change: 2002.07.12

    No SFO licence period listed under this name

  2. 建華證券(亞洲)有限公司

    2002.07.12—2006.11.13

    SFC name change: 2006.11.13

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. SinoPac Securities (Asia) Limited

    2006.11.13—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of SinoPac Securities (Asia) Limited (ACD026)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2017.02.12
TYPE 2Dealing in futures contracts
  • 2012.04.23—2017.02.12
TYPE 4Advising on securities
  • 2003.04.01—2017.02.12
TYPE 5Advising on futures contracts
  • 2013.05.16—2017.02.12
TYPE 6Advising on corporate finance
  • 2003.04.01—2016.10.31
TYPE 9Asset management
  • 2003.04.01—2017.02.12
Historical institution
SFC ID:AHD071

Tung Shing Futures (Brokers) Limited

2 former names

  1. Titanium International Limited

    Earlier period—2001.06.05

    SFC name change: 2001.06.05

    No SFO licence period listed under this name

  2. ICEA Futures Limited

    2001.06.05—2010.04.19

    SFC name change: 2010.04.19

    Licences in this name periodTYPE 2

  3. Tung Shing Futures (Brokers) Limited

    2010.04.19—Registered name

    Licences in this name periodTYPE 2
Licences of Tung Shing Futures (Brokers) Limited (AHD071)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—2017.02.12