SINO-RICH SECURITIES & FUTURES LIMITED 中順證券期貨有限公司

4 former names

1. Grand Ascent Development Limited

   Earlier period—1999.12.22

   SFC name change: 1999.12.22

   No SFO licence period listed under this name

2. Yicko GA Network Securities Limited

   1999.12.22—2001.12.06

   SFC name change: 2001.12.06

   No SFO licence period listed under this name

3. Friedmann Pacific Securities Limited

   2001.12.06—2013.11.15

   SFC name change: 2013.11.15

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9

4. FP Sino-Rich Securities & Futures Limited

   2013.11.15—2016.09.30

   SFC name change: 2016.09.30

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9

5. Sino-Rich Securities & Futures Limited

   2016.09.30—Registered name

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9