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SINO-RICH SECURITIES & FUTURES LIMITED 中順證券期貨有限公司

SFC Licensed
SFC ID:AFN604
CCASS ID:B01710
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Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on corporate finance-2004-07-02
CAdvising on corporate finance2005-09-172011-05-16
CAdvising on futures contracts2012-06-21-
CAdvising on securities-2004-07-02
CAdvising on securities2012-06-21-
CAsset management-2004-07-02
CAsset management2013-09-02-
CDealing in futures contracts2010-11-17-
CDealing in securities--