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SIIC ASSET MANAGEMENT COMPANY LIMITED 上海實業資產管理有限公司

SFC Licensed
SFC ID:ACP152
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SFC licences & institution history

Currently licensed
SFC ID:ACP152

SIIC Asset Management Company Limited

2 former names

  1. Filloc Limited

    Earlier period—1989.08.03

    SFC name change: 1989.08.03

    No SFO licence period listed under this name

  2. Seapower Asset Management Company Limited

    1989.08.03—1998.09.11

    SFC name change: 1998.09.11

    No SFO licence period listed under this name

  3. SIIC Asset Management Company Limited

    1998.09.11—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
Licences of SIIC Asset Management Company Limited (ACP152)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2004.07.30
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.07.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.07.30
TYPE 9Asset management
  • 2003.04.01—Present