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Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

SFC Licensed
SFC ID:AAB947
CCASS ID:B01775
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SFC licences & institution history

Currently licensed
SFC ID:AAB947

Credit Agricole Securities (Asia) Limited

5 former names

  1. Hoare Govett Asia Limited

    Earlier period—1992.08.20

    SFC name change: 1992.08.20

    No SFO licence period listed under this name

  2. HG Asia Limited

    1992.08.20—1997.02.21

    SFC name change: 1997.02.21

    No SFO licence period listed under this name

  3. ABN AMRO Hoare Govett Asia Limited

    1997.02.21—1998.02.09

    SFC name change: 1998.02.09

    No SFO licence period listed under this name

  4. ABN AMRO Asia Limited

    1998.02.09—2009.09.03

    SFC name change: 2009.09.03

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  5. RBS Asia Limited

    2009.09.03—2016.12.12

    SFC name change: 2016.12.12

    Licences in this name periodTYPE 1TYPE 4

  6. Credit Agricole Securities (Asia) Limited

    2016.12.12—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Credit Agricole Securities (Asia) Limited (AAB947)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.24
TYPE 9Asset management
  • 2003.04.01—2004.09.24