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GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司

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SFC ID:AGS488
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Public Disciplinary Actions
Grand Brilliance (8372) issued options in breach of Listing Rules limit
Company announcement, 19-Aug-2019
The options exceeded 1% of the issued shares for each of 3 grantees, including the Chairman-CEO Bikie Wong Bik Kwan, Finance Director Chan Chun Sing, and senior manager Lee Chun Sing. The options were approved by the INEDs. We don't know whether the Compliance Adviser, Guotai Junan Capital Ltd, was consulted. One of the grantees, Chan Chun Sing, is also the Company Secretary.
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KTL (0442) just believes
Webb-site.com, 14-Oct-2015
KTL's "reasons" for a stock split proposal are just beliefs without reason, and those beliefs are wrong.
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SFC fines Mr Wong Tung Ching HK$210k
SFC, 06-Dec-2006
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