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ICBC UBS Asset Management (International) Company Limited Hong Kong SFC License Details
ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司
SFC Licensed
SFC ID:
AXY613
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2011-11-18
-
C
Asset management
2011-11-18
-
C
Dealing in securities
2016-02-05
-