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Changjiang Corporate Finance (HK) Limited Public Disciplinary Actions
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司
SFC Licensed
SFC ID:
AZG536
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Public Disciplinary Actions
Cessation of suspension of Changjiang Corporate Finance (HK) Ltd acting as sponsor
SFC
SFC, 19-Aug-2024
Orgs
Topics
SFC bans Ivan Chan Chuk Cheung for 7 years for IPO sponsor failures
SFC
SFC, 11-Oct-2023
Orgs
People
Topics
SFC fines Changjiang Corporate Finance (HK) Ltd HK$20m, suspends its licence for serious and extensive sponsor failures
SFC
SFC, 21-Aug-2023
Orgs
Topics