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CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司

SFC Licensed
SFC ID:AEI057
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SFC licences & institution history

Currently licensed
SFC ID:AEI057

CITIC CLSA Capital Partners HK Limited

5 former names

  1. CLSA Private Equity Limited

    Earlier period—2006.04.13

    SFC name change: 2006.04.13

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  2. CLSA Capital Partners (HK) Limited

    2006.04.13—2012.01.30

    SFC name change: 2012.01.30

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  3. CLSA Capital Partners (HK) Limited

    2012.01.30—2022.06.21

    SFC name change: 2022.06.21

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  4. CLSA Capital Partners (HK) Limited

    2022.06.21—2023.12.05

    SFC name change: 2023.12.05

    Licences in this name periodTYPE 4TYPE 9

  5. CITIC Securities CLSA Capital Partners (HK) Limited

    2023.12.05—2025.07.17

    SFC name change: 2025.07.17

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  6. CITIC CLSA Capital Partners HK Limited

    2025.07.17—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of CITIC CLSA Capital Partners HK Limited (AEI057)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2025.05.19—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2019.09.24
TYPE 9Asset management
  • 2003.04.01—Present