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Public Disciplinary Actions
SFC fines Asia Research & Capital Management Ltd HK$1.75m and bans former senior executive Billy Wong Yim Chi for two months
SFC
SFC, 12-Oct-2022
This is a follow-on action after a 2020 fine by the UK's Financial Conduct Authority for failing to disclose short positions in Premier Oil PLC.
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FCA fines ARCM £873,118 for breaches of short selling disclosure rules
UK Financial Conduct Authority, 14-Oct-2020
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