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Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司

SFC Licensed
SFC ID:AAA137
CCASS ID:B01430
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
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Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on corporate finance--
CAdvising on futures contracts2013-01-09-
CAdvising on securities--
CAsset management-2005-01-28
CAutomated trading services-2007-05-03
CAutomated trading services2008-03-31-
CDealing in futures contracts2013-04-26-
CDealing in securities--