Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司

4 former names

1. Narbada Limited

   Earlier period—1988.10.25

   SFC name change: 1988.10.25

   No SFO licence period listed under this name

2. Salomon Brothers Hong Kong Limited

   1988.10.25—1998.12.01

   SFC name change: 1998.12.01

   No SFO licence period listed under this name

3. Salomon Smith Barney Hong Kong Limited

   1998.12.01—2003.04.04

   SFC name change: 2003.04.04

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

4. Citigroup Global Markets Asia Limited

   2003.04.04—2015.12.07

   SFC name change: 2015.12.07

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9

5. Citigroup Global Markets Asia Limited

   2015.12.07—Registered name

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7