Webb-site Legacy
En
Home
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Hong Kong SFC License Details
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司
SFC Licensed
SFC ID:
AAI650
CCASS ID:
B01148
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
-
C
Advising on securities
-
-
C
Asset management
-
-
C
Automated trading services
-
2005-01-26
C
Dealing in futures contracts
2005-02-15
-
C
Dealing in securities
-
-