Webb-site Legacy

Home

CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司

SFC Licensed
SFC ID:AAI650
CCASS ID:B01148
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAI650

China Merchants Securities (HK) Co., Limited

5 former names

  1. China Merchants Securities Limited

    Earlier period—1988.12.21

    SFC name change: 1988.12.21

    No SFO licence period listed under this name

  2. U. B. Securities Limited

    1988.12.21—1990.07.25

    SFC name change: 1990.07.25

    No SFO licence period listed under this name

  3. U B Securities Limited

    1990.07.25—1992.09.04

    SFC name change: 1992.09.04

    No SFO licence period listed under this name

  4. U.B. Securities Limited

    1992.09.04—2000.08.16

    SFC name change: 2000.08.16

    No SFO licence period listed under this name

  5. CM-CCS Securities Limited

    2000.08.16—2004.06.18

    SFC name change: 2004.06.18

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  6. China Merchants Securities (HK) Co., Limited

    2004.06.18—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7TYPE 9
Licences of China Merchants Securities (HK) Co., Limited (AAI650)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2005.02.15—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2005.01.26
TYPE 9Asset management
  • 2003.04.01—Present